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www.ipsofactoJ.com/highcourt/index.htm [2003] Part 2 Case 10 [HCM] |
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HIGH COURT OF MALAYA |
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Tunku Nadzaruddin - vs - The Mayor of Kuala Lumpur |
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RAMLY ALI J |
25 SEPTEMBER 2002 |
Judgment
Ramly Ali, J
This is an application by the applicant, made exparte, for leave to apply for an order of certiorari to quash the decision of the first respondent dated September 11, 2001 in which the first respondent had approved the development to the land adjacent to the applicant's land by the second respondent, which involved the building of 2 blocks of 20 storey apartments with 107 units with the density of 285 persons per acre.
The application (Encl. 1) was made pursuant to Ord.53 r 3 of the Rules of the High Court 1980 (RHC 1980), which provides:
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(1) |
No application under this Order shall be made unless leave therefor has been granted in accordance with this rule. |
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(2) |
An application for leave must be made exparte to a Judge in Chambers and must be supported by a statement setting out the name and description of the applicant, the relief sought and the grounds on which it is sought, and by affidavits verifying the facts relied on. |
The application for leave together with the statement pursuant to Ord. 53 r3(1) and the applicant's affidavit verifying the statement were filed on October 25, 2001. All the papers were served on the AG's chambers on January 18, 2002. On July 2, 2002, the applicant obtained an order for amendment of the statement made by the previous judge (Dato' Abdul Aziz Mohamed). The amended statement was filed on July 9, 2002. The affidavit verifying the amended statement was affirmed on August 19, 2002 and filed on August 20, 2002. All these papers were also served on the AG's chambers on August 21, 2002. The applicant has complied with Ord. 53 r 3(3) of the RHC 1980 which provides:
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The applicant must give notice of the application for leave not later than three days before the hearing date to the Attorney General's Chambers and must at the same time lodge .'n those Chambers copies of the statement and affidavits. |
On the hearing date of the application (September 25, 2002) there was no representative from the attorney general's chambers.
BRIEF FACTS
The facts of this case are set out in detail in the amended statement filed pursuant to Ord. 53 r 3(2) of the RHC 1980. Briefly the facts are as follows.
The land adjacent to the applicant's land was to be developed by the second respondent. The second respondent applied to the first respondent (the Mayor of Kuala Lumpur) for planning permission. The original plan was to develop 2 blocks of 20 storey apartments (181 units) with gymnasium at roof level and 3 levels of car park. Residential density will be increased from 30 persons to 408 persons per acre, on the said land. Notice was given on August 26, 2000 by the first respondent in the New Straits Times and Utusan Malaysia and also by way of a letter dated August 22, 2000 to the applicant regarding the proposed development.
The applicant raised various objections in a letter dated September 8, 2000 and also during a meeting convened by the Director of the Planning and Building Control Department of the first respondent on November 8, 2000. The first respondent issued a notice dated September 11, 2001 which was received by the applicant on September 27, 2001 whereby the first respondent informed the applicant that the first respondent is approving the development and granting the planning permission but reducing the number of units from 181 to 107 with the density of 285 persons per acre.
The applicant is now seeking leave to apply for inter alia, an order of certiorari to quash the decision of the first respondent dated September 11, 2001.
In seeking leave, the applicant raised the following grounds, namely:
that the applicant has locus standi in respect of the application;
that the application is not prima facie frivolous or vexatious;
that the first respondent has failed to give any or adequate reasons for the said decision;
that the grounds for the application are serious and if unrebutted would result in the applicant succeeding in his application by the notice of motion for certiorari;
that there will be an increase in population density ratio in the area;
that the decision amounts to a breach of his legitimate expectation i.e. a reversal of policy by the first respondent of only approving low-rise development with buildings below 5 storey high in the area;
that the first respondent has acted against/contrary to the principle of proportionality.
THE TEST FOR LEAVE APPLICATION
The law on the exercise of discretion in granting leave is trite. The test was laid down by the Federal Court in Association of Bank Officers, Peninsular Malaysia v Malayan Commercial Banks Association [1990] 3 MLJ 228, where it was held that:
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The guiding principles ought to be that the applicants must show prima facie that the application is not frivolous or vexations and that there is some substance in the ground supporting the application. On the evidence in this case the appellants had prime facie an arguable case for the grant of the relief sought. |
It has also been held in that case that the court, in dealing with an application for leave to apply for an order of certiorari, shall not go further than the leave stage and not to embark on substantial issues on merit. The Federal Court had also stressed, in that case, that the application for leave is not frivolous or vexatious when "there are grounds to consider the allegations made by the applicant and which could only be properly heard and determined on the substantive application for an order of certiorari after leave has been granted".
The same principle was also applied by the Federal Court in Mohamed Nordin Johan v Attorney General Malaysia [1983] 1 MLJ 68, where Raja Azlan Shah (Ag LP) has said:
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The appellant should be granted leave to apply for an order of certiorari as the point taken was not frivolous to merit refusal of leave in limine and Justified argument on a substantive motion for certiorari. When the Federal Court grants leave, it has jurisdiction to hear the substantive motion. |
At this stage of the proceedings the court need not go into the matter in great depth. The whole purpose of requiring that leave should first be obtained to make the application for judicial review would be defeated if the court were to go into the matter in any depth at that stage. If on a guide perusal of the material then available, the court thinks that it discloses what might on further consideration turn out to be an arguable case in favour of granting to the applicant the relief claimed, it ought, in the exercise of a judicial discretion, to give him leave to apply for that relief. The discretion that the court is exercising at this stage is not the same as that which it is called upon to exercise when all the evidence is in and the matter has been fully argued at the hearing of the substantive application (see Inland Revenue Commissioners v National Federation of Self-Employed & Small Business Ltd [1982] AC 617).
In considering all the above principles to the facts of the present case, the court is in full agreement with BC Lim J in George John v Goh Eng Wah Bros Filem Sdn Bhd [1988] 1 MLJ 319, when he said:
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On principle and authority, the court is of the view that at this stage of the proceeding the court is required only to inquire whether the matter to be decided by the court is not in fact frivolous and vexatious in the sense that it is a trivial complaint of an administrative error by a busybody with a misguided sentiment and misconception of the law. Another requirement at this stage of the proceeding which a court has to consider is that the applicant must produce sufficient evidence to sustain a prima facie case that a public officer or authority that made the decision had acted unlawfully or that he or it had, in its exercise of the administrative discretion, acted ultra vires the power given to him or it under the relevant statute. If the court is satisfied that the applicant has complied with these two requirements, leave would usually be granted irrespective of whether the applicant has suffered no greater injury than thousands of the King's subjects. |
The following issues or grounds were raised by the applicant to support his application i.e. that the application is not frivolous and vexatious; and that there is some substance or sufficient evidence to sustain a prima facie case.
On the issue of locus standi, the court is satisfied that the applicant is not a mere "busybody", as he will be adversely affected by the decision of the first respondent to develop the land adjacent to his land as approved. The notice dated August 22, 2000 issued by the first respondent to the applicant requesting for his views on the development is sufficient evidence to show that the applicant has locus standi in respect of the application. The said notice was issued under rule 5(3)(a) of the Planning (Development) Rules 1970, which gives registered owners of lands adjoining the land to which the application relates the right to make objection. The applicant, having received the said notice, raised various objections in a letter dated September 8, 2000 to the first respondent. This was done in line with rule 5(5) of the said Rules which gives the applicant 4 weeks to submit his objection in writing to the first respondent. Again, in this respect, the court is in full agreement with BC Lim J in George John's case when he said:
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In order to have the locus standi to invoke the jurisdiction of judicial review, the applicant should claim, if not a legal or equitable right, at least a sufficient interest in respect of the matter to be litigated. The extent of sufficient interest depends on diverse variable factors such as the content and intent of the statute of which contravention is alleged, the nature of the breaches of statutory power, the specific circumstances of the case, the nature and extent of the applicant's interest or grievance and the nature and extent of the prejudice or injury suffered by him. |
This is further strengthened by Ord. 53 r 2(4) of the RHC 1980 which provides:
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Any person who is adversely affected by the decision of any public authority shall be entitled to make the application. |
Based on the above consideration the court has no hesitation to hold that the applicant in the present case has locus standi to make the present application. In order to determine whether or not the application is prima facie frivolous or vexatious, it is necessary to list out the details of the grounds relied on by the applicant (as contained in his affidavit in support). The applicant contends that the first respondent when considering and approving the application of the second respondent:
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(a) |
has acted without any or sufficient or reasonable grounds and/or by taking irrelevant considerations into account and/or failing to take relevant considerations into account and/or has reached his decision in a manner that is irrational and/or has acted unreasonably or perversely and/or acted in breach of the legitimate expectation of the applicant and/or acted contrary to the principle of proportionality and/or breach of natural justice or principle of procedural fairness, including: Particulars
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(b) |
has misconstrued the scope and effect of his statutory discretion under the whole of the Federal Territory (Planning) Act 1982 from the decision making process in respect of the decision of the first respondent dated September 11, 2001 (in particular s 22 thereof) as well as rules 5 and 6 of the Planning Development Rules 1970 and/or failed to take into account the comprehensive development plans; |
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has unlawfully and without authority approved the second respondent's application for planning permission without taking into account any and each of the matters raised by the applicant in its grounds of objection dated September 8, 2000 or alternatively by assigning little or no weight to those matters; |
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has failed or neglected or omitted to take into account that the infrastructure facilities of Bukit Damansara were designed and installed for a lower population density and for small scale, low rise development; |
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(e) |
has acted in excess of or without jurisdiction or misapplied his statutory discretion under s 22 of the Federal Territory (Planning) Act 1982 and/or the Planning (Development) Rules of 1970. |
Having gone through the list of grounds relied upon by the applicant, the court is fully satisfied that the present application is not prima facie frivolous or vexatious. There are ample substance in the grounds supporting the application. There are grounds to consider the allegations made by the applicant and which could only be properly heard and determined on the substantive application for an order of certiorari after leave has been granted.
The applicant also contended that the first respondent has failed to give any or adequate reason for his decision to approve the development. The only reason (if we may call it a reason) given for the approval was that the units have been reduced from 181 to 107 units with density of 28 5 persons per acre.
The requirement to give reason can be found in s 22(5) of the Federal Territory (Planning) Act 1982 (the FTPA 1982), which provides:
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Upon the receipt of an application for planning permission the Commissioner shall within such time as may be prescribed either grant or refuse the application and when the application is granted subject to condition or refused, the Commissioner shall give his reasons in writing for his decision. |
In Datuk Bandar Kuala Lumpur v Zain Azhari [1997] 2 AMR 1671; [1997] 2 MLJ 17, the Court of Appeal, in dealing with s 22 of the FTPA 1982 Act, has said:
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It also recognises the importance of a reasoned decision by requiring the appellant, in subsection (5), to state his reasons when refusing an application for planning permission or when granting conditional approval. |
The importance of giving reasoned decision was also recently endorsed by the Federal Court in Majlis Perbandaran Pulau Pinang v Syarikat Bekerjasama-sama Serbaguna Sungai Gelugor dengan Tanggungan [1999] 3 AMR 3529; [1999] 3 MLJ 1 (MPPP's case), where Edgar Joseph Jr FCJ, held:
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We endorse the principles enunciated by the Privy Council in Dr Stefan and say that in the exceptional circumstances of this case and having regard to the trend towards increased openness in matters of government and administration as a matter of fairness, reasons should have been given by the Council as to why it was imposing the disputed condition and thus resiling from the original approval of planning permission which was free from any pricing condition. |
In the present case, the court agrees with the applicant that the so-called reason given by the first respondent in approving the planning permission is highly insufficient and may amount to "no reason at all". Without giving adequate reason, the applicant has no way of knowing whether all his objections have been taken into consideration.
The grounds in support of the present application are also similar to the grounds cited in Yian Sdn Bhd v Datuk Bandar Kuala Lumpur [1999] 4 AMR 4163; [1999] 3 MLJ 605. Leave was granted in that case and the learned judge was of the view that the grounds were "serious" and "if unrebutted it would result in the applicant succeeding in its application by the notice of motion for certiorari".
In the present application, after going through all the grounds cited by the applicant, this court is also of the view that those grounds are really serious and if rebutted, would result in the application for an order of certiorari being granted, and therefore, leave should be granted.
Issue on increase in population density as raised by the applicant, also deserves consideration in the present application. Examples of other cases where leave was granted in respect of challenge to planning permission that had increased the density of population ratio of the area are as follows: Datuk Bandar Kuala Lumpur v Zain Azhari (supra); and Datin Azizah Abdul Ghani v Dewan Bandaraya Kuala Lumpur [1992] 2 MLJ 393. In the present application the development will result in an increase of population density from 30 persons per acre to 285 persons per acre. In Datin Azizah Abdul Ghani the Supreme Court had issued certiorari to quash the development on the ground that the development would increase population density from persons to 44 persons an acre. In Zain Azahari, the Court of Appeal had confirmed the decision earlier made by the High Court granting certiorari to the applicant on grounds, inter alia that the proposed development involved an increase in the population density ratio of the locality from 11 persons per acre to 56 persons per acre.
Based on those authorities, it seems clear that the issue relating to population density in the locality of the land to be developed, is a material consideration to be considered by the Datuk Bandar (the first respondent) in dealing with an application for planning permission, as provided under s 22(4)(b) of the FTPA 1982, which provides that-
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the Commissioner shall as far as practicable have regard to- ....
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In the present application, prima facie, the increase of density from 30 persons per acre to 285 persons per acre is unreasonable. The first respondent should give evidence via affidavit (in the hearing of the substantial application for certiorari) to explain the reasons for his decision. The 10 times increase of density of population in the area in question if not rebutted would obviously be burdensome on the applicant and can be an infringement of the doctrine of proportionality, which has been accepted in Malaysia via MPPP's case (supra). In that case, the Federal Court has said:
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It was no less an authority then Lord Diplock in the celebrated case of Council of Civil Service Union v Minister of the Civil Services [1985] AC 374, who, in classifying three grounds for judicial review, alluded to a possible fourth ground of 'proportionality'. Proportionality, of course, embodies a basic principle of fairness and we can see this principle at work in a number of English cases to which we shall presently refer, and we might as well interpolate, to add that the doctrine was referred to as a ground for judicial review by Edgar Joseph Jr FCJ in R Rama Chandran v The Industrial Court of Malaysia [1997] 1 AMR 433 at p 3612; [1997] 1 MLJ 145 at pp 472-474. |
The case of Niarchos (London) Lte v Secretary of State for the Environment (1997) 35 P & CR 259 affords a clear example of the doctrine of proportionality being used as a tool to test the validity of planning permission. In that case, it was held by the court that it was unreasonable for the secretary of state to insist on the implementation of a policy that would be 'unreasonably burdensome' to the applicant. So, in MPPP's case, the Federal Court added:
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So here we see proportionality being used as a tool to test the validity of a refusal of planning permission. In particular, in determining whether the discretionary power to grant or refuse planning permission had been exercised improperly or mistakenly the court carried out a balancing exercise and concluded that because the company would have had to shoulder a disproportionate burden albeit in the implementation of a legitimate planning goal, the exercise of the power was rendered ultra vires. |
The Federal Court concluded:
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In our view, upon the background facts, as found by the Court of Appeal, with which we concur, and the applicable law, the severity of the requirements of the disputed condition would be out of all proportion to the extension of planning permission sought. |
Based on the above authorities, this court is of the view that the doctrine of proportionality as raised by the applicant may be applicable with present application. That doctrine can only be heard, considered and determined during full hearing of the substantive application for certiorari.
The issue of legitimate expectation was also raised by the applicant in the present application. In raising the issue, the applicant highlighted the fact that the granting of the said planning permission by the first respondent, appears to be a reversal of policy by the first respondent of only approving low-rise developments or developments with buildings below 5 storeys high in the Bukit Damansara. The applicant is contending that this amounts to a breach of his legitimate expectation.
The Federal Court in MPPP's case had chosen to depart from the English law which so far has confined legitimate expectation to merely having an impact on the procedure and not the merits or substance of the decision. In MPPP's case the Federal Court preferred the view of Simon Brown LJ in Exparte Baker [1995] 1 All R73, at pp 88 and 89; and Sedley J in Exparte Hamble [1995] 2 All ER 714 at pp 723-724, as showing that the concept of legitimate expectations has not only an impact on procedure but also a substantive impact. In light of the decision in the MPPP's case, there are two forms of legitimate expectation, namely: the applicant is capable of having a legitimate expectation of a right to be heard before a decision is made (procedural legitimate expectation); and the applicant is also capable of having a legitimate expectation that the first respondent when making his decision, will not renege on his previous assurance or reverse his previous policy (substantive legitimate expectation). All these issues and novel points of law need to be considered and determined at the hearing of the substantial motion for certiorari.
In the event this court grants leave to apply for certiorari, the applicant also prays for a stay order as per paragraph 2 of the application. Such stay order is permissible made Ord. 53 r 3(5) of the RHC 1980, which provides:
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The grant of leave under this rule, shall not, unless the Judge so directs, operates as a stay of the proceedings in question. |
The phrase "a stay of the proceedings" must have a wider application. It does not confine to proceedings in a court only. Today, many application's for judicial review are for orders of certiorari to quash decisions of decision-making bodies other than courts, including government ministers, local authorities and other bodies whose decisions are susceptible to judicial review. Thus the phrase 'a stay of the proceedings' in relation to such bodies must mean "a stay of the process by which the decision challenged has been reached, including the decision itself (see R v Secretary of State for Education & Science; Exparte Avon County Council [1991] 1 All ER 282). Judicial review, by way of an application for certiorari, is a challenge to the way in which the decision has been arrived at.
The decision-maker may appear to argue that his or its decision was reached by an appropriate procedure. Thus, as had been decided in Exparte Avon County Council, a decision made by an officer or minister of the crown as well as other relevant decision-making bodies can, in principle, be stayed by an order of the court. That the court should have the power to order a stay of a decision of a decision-making body pending the conclusion of a challenge to the decision-making process by way of judicial review. In the present application, if the court does not direct a stay of proceedings as prayed by the applicant (as in paragraph 2 of Encl. 1), it means that the second respondent can proceed to develop the said land as approved by the first respondent. This would mean that the applicant's substantive notion for certiorari would be rendered nugatory in the event he succeeded in his application.
CONCLUSION
At this stage of the proceedings, the court is satisfied that the matter to be decided is not frivolous or vexatious; and that the applicant has produced sufficient evidence or some substance in his grounds supporting the application. Therefore the court grants the applicant's application for leave as well as for stay of proceedings as prayed in Encl. 1.
Cases
Association of Bank Officers, Peninsular Malaysia v Malayan Commercial Banks Association [1990] 3 MLJ 228; Azizah Abdul Ghani v Dewan Bandaraya Kuala Lumpur [1992] 2 MLJ 393, SC; Baker, Ex pane [1995] 1 All ER 73; Datuk Bandar Kuala Lumpur v Zain Azhari [1997] 2 AMR 1671; [1997] 2 MLJ 17, CA; George John v Goh Eng Wah Bros Filem Sdn Bhd [1988] 1 MLJ 319, HC; Hamble; Exparte [1995] 2 All ER 714; Inland Revenue Commissioners v National Federation of Self-Employed and Small Business Ltd [1982] AC 617; Majlis Perbandaran Pulau Pinang v Syarikat Bekerjasama-sama Serbaguna Sungai Gelugor dengan Tanggungan [1999] 3 AMR 3529; [1999] 3 MLJ 1, FC; Mohamed Nordin Johan v Attorney General Malaysia [1983] 1 MLJ 68, FC; Niarchos (London Lte v Secretary of State for the Environment (1997) 35 P & CR 259; R v Secretary of State for Education and Science; Exparte Avon County Council [1991] 1 All ER 282; Yian Sdn Bhd v Datuk Bandar Kuala Lumpur [1999] 4 AMR 4163; [1999] 3 MLJ 605, HC
Legislations
Federal Territory (Planning) Act 1982: s.22, s.22(4)(b), (5)
Planning (Development) Rules 1970: rules 5, 5(3)(a), (5), 6
Rules of the High Court 1980: Ord.53 rr 2(4), 3, 3(1), (2), (3), (5)
Representation
Jack Yow and G Rajasingam (Shearn Delamore) for applicant
Notes:-
This decision is also reported at [2003] 1 AMR 352
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